About Our Firm

B. Riley Wealth offers a sophisticated wealth management and financial planning platform with an expansive suite of services, solutions and resources to meet the needs of a wide range of clients. Your B. Riley Wealth financial professional works in partnership with you to develop a sound strategy for managing your investments based on your values, needs and goals. We can help you grow, preserve, protect and enjoy your wealth throughout your lifetime, and for future generations.

FINANCIAL SOLUTIONS WE OFFER    CLIENTS WE SERVE 
  • Retirement income planning
  • Investment planning and coordination
  • Financial strategies
  • Risk management and insurance
  • Alternative investments
  • Managed investment portfolios
  • Corporate retirement plan advisory services
  • Lending and liquidity resources*
  • Insurance solutions

*Offered through trusted third-party partners.

  
  • Individuals & Families
  • Corporations
  • Non-profit organizations
  • Qualified retirement plans
  • Trusts
  • Foundations
  • Endowments
  • Family Offices

 

 

 

ACCOUNT PROTECTIONS

Client assets managed by B. Riley Wealth are segregated and held by third-party custodial and clearing partners. B. Riley Wealth Management is an introducing, full-service brokerage firm, clearing through National Financial Services, LLC (NFS), and First Clearing Corporation (FCC).

B. Riley Wealth and our clearing partner firms are members of the Securities Investor Protection Corporation (SIPC). Through SIPC, client assets in BRWM accounts are protected by SIPC up to a maximum of $500,000 (including $250,000 for cash) in accordance with the terms of SIPC. 

Additionally, both NFS and FCC provide additional “excess of SIPC” coverage to brokerage accounts through private providers. Total aggregate excess of SIPC coverage available is a firm aggregate limit of $1 billion (including up to $1.9 million for cash per client). This is the maximum excess of SIPC protection currently available in the brokerage industry. Terms and additional details can be found here: What SIPC Protects | NFS Protections | First Clearing Protections

 

 

The B. Riley Wealth is the brand name used to refer to a collective group of separately-regulated, legal entities. Learn more about the B. Riley Wealth platform HERE.